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Free SEC training courses for U.S. based companies


Accounting Research Manager subscribers* receive free access to CCH's web-based SEC training courses. As you may know, Accounting Research Manager was the first Internet database of comprehensive accounting and SEC literature. Sorry, Accounting Research Manager trial users will only be able to access upon subscribing to Accounting Research Manager.

*Only subscribers to our Standard and Audit Public versions are eligible for this offer.

To access a course, click the Access to Courses button below and enter your Accounting Research Manager id and password. Below are descriptions of courses that you can complete.



   
  Course Title & Description   CPE Credit Hours
NASBA* 
 
  Going Public Learn the basic process and requirements to help a company go public!           3 
 
  Form S-1 Registration Statements Get hands on experience completing a Form S-1 – the basic registration.        10 
 
  Periodic and Current Reports Determine content required for Forms 10-K, 10-Q, and 8-K and prepare a calendar of annual and quarterly reporting requirements.        10 
 
  Annual Reports and Proxy Statements Understand the annual report, proxy statement, and information statement requirements. Also, learn the relationship between these reports and the annual shareholder's meeting.         5 
 
  Form S-3 Registration Statements Become familiar with nonfinancial disclosures in a "typical" non-first time offering. Also, learn about cap tables, ratio of earnings to fixed changes, pro-forma, selected financial data, and use of proceeds.         6 
 
*Certain states do not accept NASBA CPE hours for self-study courses unless QAS certified. These states include Florida, Tennessee and Oregon. If you desire to claim CPE for your state professional education requirements, please check with your State Society of Accountancy before taking the courses to ensure there are no QAS restrictions.

 
These multimedia and interactive SEC training courses are unlike any other web-based or computer based training courses that you may have experienced. We know that many other computer-based training courses consist of boring screens filled with endless lines of text and an occasional video or audio clip. Other courses are simply electronic versions of books where the users only activity is to "click here to turn the page."

Our well respected, highly rated courses are different. The courses make learning about SEC filings interesting and engaging. Several animated characters guide users through the learning process. There are numerous (a) activities explaining how the SEC rules work, (b) built-in electronic worksheets illustrating various SEC-related computations, and (c) up-to-date SEC filings. Numerous links take users to relevant web sites and, of course, CCH's Accounting Research Manager. The courses offer up-to-date content to ensure that you are learning with the most current SEC rules and regulations. There's even an occasional game or diversion to keep users engaged.
   


Going Public


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Form S-1 Registration Statement


What you'll do

As you read about Form S-1's requirements and get familiar with the SEC Practice materials available on the subject, you will:
  • Identify financial statement periods.
  • Modify GAAP financial statements to conform to SEC requirements.
  • Identify and prepare the necessary supplemental schedules.
  • Review MD&A and prepare a dilution table.
  • Outline selected financial data.

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Periodic and Current Reports


What you'll do

In the Periodic and Current Reports Course, you will:
  • Prepare a calendar of annual and quarterly reporting requirements.
  • Determine required content for forms 10-K and 10-Q.
  • Understand condensed interim financial statements for Form 10-Q.
  • Prepare 10-Q footnotes for restructuring reserves, litigation and segments.
  • Evaluate and draft MD&A topics for Form 10-Q.
  • Recognize the types of events that should be reported on Form 8-K.

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Annual Reports and Proxy Statement


What you'll do

  • Identify required information for an annual report.
  • Complete the table of contents for an annual report.
  • Explain required information for a proxy statement..
  • Identify required compensation disclosures.

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Form S-3 Registration Statements


What you'll do

In this course, you will:
  • Identify requirements for registration forms S-1, S-2, S-3 and S-4.
  • Learn and apply the rules governing the Use of Proceeds section.
  • Complete a capitalization table.
  • Compute ratio of earnings to fixed charges.
  • Prepare pro-forma financial information for the selected financial data.

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